Arax Advisory Partners said it's expanding its footprint in the Northeast with the addition of a wealth management team formerly with Wells Fargo Advisors. Wells Fargo has poached another ...

Morgan Stanley Investment Management has polished its educational offerings for financial advisors, unveiling a new education platform to help advisors engage with the wealth of knowledge available to ...

Arax Advisory Partners said it's expanding its footprint in the Northeast with the addition of a wealth management team formerly with Wells Fargo Advisors. Wells Fargo has poached another ...

Registered investment advisory investor Merchant Investment Management said it has partnered with Emerge Business Management to expand the family office capabilities of Merchant's partner firms.

The Securities and Exchange Commission is moving forward on President Donald Trump 's directive to eliminate quarterly reporting requirements for public companies.

Focus Financial Partners is going after a team of financial advisors who jumped ship, accusing them of trademark infringement and other violations related to the name they chose for their new practice ...

The Securities and Exchange Commission has obtained final judgment against a self-proclaimed investment advisor serving prison time over a Ponzi scheme that cost his victims millions of dollars.

UBS on Monday said a financial advisor duo in New York City joined the firm's 299 Park Avenue location from wirehouse rival Morgan Stanley.

Swiss lawmakers want to spend more time debating proposed capitalization rules aimed at UBS, extending the period of uncertainty for the Zurich-based bank, according to Reuters.

Lawmakers and industry players have agreed on a key provision of the so-called "Clarity Act," which has been held up in the Senate because of a standoff between banks and cryptocurrency firms over the ...

Raymond James is making a commitment to "elevating" its asset management services to benefit advisors, according to Private Client Group President Tash Elwyn.

A federal judge in Iowa has rejected UBS' attempt to overturn an arbitration award the firm was ordered to pay over one of its brokers' recommendations to short stock in electric car maker Tesla.