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We might earn a commission if you make a purchase through one of the links. The McClatchy Commerce Content team, which is independent from our newsroom, oversees this content. This article has ...

The Series 63 exam is not a requirement for those who work at a registered investment advisor (RIA) firm. But it might be of interest if you plan to sell securities products through a broker-dealer.

High career potential, regulatory knowledge, and the ability to provide investment advice—these are just some of the benefits of becoming an investment adviser representative. But before you can take ...

If you’ve looked into becoming a financial advisor or stockbroker, chances are you’ve wondered about the exam you have to take to earn those job titles. Lots of professional exams have extremely low ...