On July 9, 2024, Kovack Financial filed a notice of data breach with the Attorney General of Maine after discovering that an unauthorized party was able to access sensitive information on its computer ...

Set it and forget it isn't a good approach for investment advisory firms that are putting clients into wrap programs, and another SEC enforcement action is making that point. Last Friday, Kovack ...

Registered investment advisor Kovack Advisors has been ordered to pay $899,513 by the SEC for failing to review the suitability of wrap account programs for its clients. The monetary penalty and other ...

A Florida-based brokerage firm has settled charges with the Financial Industry Regulatory Authority for failing to supervise one of its registered reps who inappropriately recommended short-term ...

Kovack Securities has agreed to acquire the assets of broker-dealer and investment advisor TKG Financial, Kovack announced Monday. TKG, based in Santa Barbara, Calif., brings $200 million in client ...

MEDINA, Ohio -- If there was a community event happening in Medina County over the last 30 years, Mike Kovack was likely to be at the center of it. The affable longtime Medina County auditor -- who ...

FAYETTEVILLE, W.Va. -- West Virginia State Police said Friday that the discovery of human remains and personal possessions found near the New River Gorge Bridge could solve an 18-year-old mystery: the ...

Kovack's office policy on paying for personal copies is to put the five cents a page into a coffee can that is periodically emptied and deposited into the general fund without specific record keeping, ...