ING Financial Partners, ING U.S.’s broker-dealer, has named Andre Robinson as its head of advisory business development and appointed Rich Taylor head of brokerage operations for its advisory business ...

The anticipated sale of the ING broker/dealer network was made official early this morning as the struggling Dutch parent company shed the three independent firms to a private equity firm for an ...

For the purpose of proposing a settlement of rule violations alleged by the Financial Industry Regulatory Authority (“FINRA”), without admitting or denying the findings, prior to a regulatory hearing, ...

PrimeVest Financial Services, an ING Group NV unit that provides third-party brokerage services exclusively for banks and credit unions, plans to offer balance-sheet management and trust services. "We ...

Lightyear Capital LLC is one of the leading firms in pursuit of the broker-dealers that comprise most of the ING Advisors Network Inc., according to multiple investment banking and industry sources.

ING is making another go at the independent broker-dealer market, this time with a new fixed indexed annuity feature scheduled for an August release. The new feature would use the three-month Libor ...

A former broker, who recently pleaded guilty in federal court to charges of defrauding individuals with phony investment opportunities, has been permanently barred from the securities industry by ...

AMSTERDAM, Nov 3 (Reuters) – Dutch bancassurer ING Groep (ING.AS) said on Tuesday it will sell three of its U.S. independent broker-dealer units to private equity firm Lightyear Capital LLC as it ...

This content has been selected, created and edited by the Finextra editorial team based upon its relevance and interest to our community. ING says its SmartWorks package provides single sign-on for ...

For the purpose of proposing a settlement of rule violations alleged by the Financial Industry Regulatory Authority (“FINRA”), without admitting or denying the findings, prior to a regulatory hearing, ...

The move is designed to to extend ING’s “…retail investment products range and geographical spread in the US,” according to a press release. When asked how ING’s acquisition of ShareBuilder will ...